Job Description:
This individual will be responsible for supporting the Preferred Platform & Product Controls Change Execution Team and the aligned Business Controls Lead/Manager with implementation of control programs and projects. Primary projects in scope encompass tactical and technology Risk and Regulatory initiatives. Initiative topics and risks managed include but not limited to trading across Preferred platform, product controls (equities, derivatives, fixed income, complex products), client onboarding controls (account opening) and money movement or transactional based controls.
Responsibilities
• Represents Platform & Product Controls Team and the Line of Business on cross channel initiatives that impact the business.
• Performs risk assessments in partnership with Legal, Risk, Compliance and other Control partners.
• Exercises high autonomy and independently leads multiple projects at the same time (projects could vary in effort size of small to significantly large scale / complex or multi-year initiatives.
• Develops project plan including business requirements for technology sizing/estimation, plan tollgates/milestones, business case, tangible business objectives, project impacts, dependencies, risks and mitigation plan identification.
• Partners with team lead, manager and leadership to develop strategic direction and tactical plans to achieve manage risk to the business.
• Establishes routines to execute and deliver on project tollgates.
• Evaluates project / program performance, proactively identify trends for enhancement and modification.
• Develops and presents project plan materials for executive leadership.
Skills
• Program Management
• Project Management
• Problem Solving
• Collaboration
• Presentation Skills
• Prioritization
• Issue Management
• Risk Management
• Process Design
Required Qualifications:
Desired Qualifications:
Shift:
1st shift (United States of America)Hours Per Week:
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