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Equities Trade Control Prof MKTS - New York, NY

New York, New York

Job Description:

As part of the Americas Equity Trade Control team the candidate will be responsible for providing all aspects of operational trade support to the Equities sales and trading businesses. The role provides operational support for an exciting and fast paced set of businesses across Equities. The candidate will collaborate with business partners alongside end to end functional areas in order to deliver on business and operational objectives for the Global Markets Equities division. The candidate will be responsible for ensuring operational support across the lifecycle of a trade for related lines of business, drive booking accuracy, and process improvements. The position will provide opportunities to drive change, improve controls, influence front to back operational processes and exposure to several lines of businesses and products. The individual will also have opportunities to 1) develop thorough understanding of business processes, products, and market workflows; 2) participate in assignments across the department for supporting various trading desks to gain well rounded knowledge of various products and processes; 3) coordinate with Trading, Sales, and other support functions to build their network and gain an in-depth understanding of the end to end business.

Key Responsibilities:

  • Perform operational activities of the trade support functions: equity swaps and derivatives lifecycle management, corporate action processing, cash equity processing, trade allocations, trade amends, trade break research and resolution, regulatory reporting, static data maintenance
  • Responsible for trade validation and trade amendment booking. Analysis and resolution of a wide variety of problems across cash equity and equity derivative products that may require special handling or exception reporting
  • Collaborate with various areas across Global Markets such as trading, sales, trade control, risk, credit, COOs, legal, compliance and other operational areas
  • Participates in the introduction of new project initiatives, systems, and process improvements to increase efficiency and enhance controls
  • Handle ad hoc requests from trading, sales and client(s)
  • Collaborate daily with peers across functional areas based in US, EMEA and APR to ensure seamless and consistent global front to back support
  • Develop and analyze processes, procedures, control checklist and metrics
  • Collaborates with business, compliance, supervision, and risk to ensure procedures are compliant and up to date
  • Leverage understanding of the performance drivers for the GBAM businesses to create value add analysis and lead strategic insights
  • Identify opportunities and drive change to improve booking accuracy
  • Maintaining trading book, instrument and client reference data

Enterprise Role Overview:

Supervises trade booking and trade validation. Responsible for the analysis and resolution of a wide variety of complex products that may require special handling or exception reporting. Supports ongoing trade maintenance and reporting and supports the implementation of improvements to the system infrastructure and control environment. Introduces new initiatives, products and services, and procedural, systems or hardware solutions to improve efficiency. Provides analyses. Requires product experience and knowledge of financial instruments accounting relevant to the area supported. Provides general team guidance. May provide input to recruiting and hiring & performance mgt processes. BA preferred or substantially equivalent experience. Typically 5-7 years of applicable experience. To be used for employees in Global Markets only.

Required Skills: (Must have these skills to be minimally qualified)

  • High level knowledge of cash equities, equity swaps, and/or equity derivatives products. Requires general product knowledge of financial instruments relevant to the area supported and across related asset classes.
  • General knowledge of equity markets and lifecycle management processing of in scope products.
  • Attention to detail and a control mindset
  • Intellectually curious, takes initiative, and operates with urgency
  • Advanced knowledge of Excel and MS Office suite
  • Ability to work well in a team environment
  • Ability to multi-tasking and work in a high pressured environment
  • Demonstrated ability to drive change and tasks to completion
  • Excellent written and verbal communication/presentation skills
  • Basic understanding of regulatory environment and industry initiatives
  • Operates with urgency

Desired Skills and Experience:

  • Understands operational activities related to Trade Support functions
  • General knowledge of operational processing and risk control skills including the ability to build well-controlled spreadsheets and source appropriate and meaningful data
  • Self-starter with outstanding problem solving skills. Excels at ‘getting things done’ with minimal direction.
  • Be enthusiastic, keen to learn and quick to gain an understanding of complex issues and concepts
  • Take responsibility for delivering high quality work
  • Ability to thrive in a dynamic, team-oriented environment – both work closely with senior members of the team and work independently

Other Qualifications:

  • Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
  • Excels in working among diverse viewpoints to determine the best path forward.
  • Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner.
  • Commitment to challenging the status quo and promoting positive change.
  • Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
  • Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

As part of the Americas Equity Trade Control team the candidate will be responsible for providing all aspects of operational trade support to the Equities sales and trading businesses. The role provides operational support for an exciting and fast paced set of businesses across Equities. The candidate will collaborate with business partners alongside end to end functional areas in order to deliver on business and operational objectives for the Global Markets Equities division. The candidate will be responsible for ensuring operational support across the lifecycle of a trade for related lines of business, drive booking accuracy, and process improvements. The position will provide opportunities to drive change, improve controls, influence front to back operational processes and exposure to several lines of businesses and products. The individual will also have opportunities to 1) develop thorough understanding of business processes, products, and market workflows; 2) participate in assignments across the department for supporting various trading desks to gain well rounded knowledge of various products and processes; 3) coordinate with Trading, Sales, and other support functions to build their network and gain an in-depth understanding of the end to end business.

Key Responsibilities:

  • Perform operational activities of the trade support functions: equity swaps and derivatives lifecycle management, corporate action processing, cash equity processing, trade allocations, trade amends, trade break research and resolution, regulatory reporting, static data maintenance
  • Responsible for trade validation and trade amendment booking. Analysis and resolution of a wide variety of problems across cash equity and equity derivative products that may require special handling or exception reporting
  • Collaborate with various areas across Global Markets such as trading, sales, trade control, risk, credit, COOs, legal, compliance and other operational areas
  • Participates in the introduction of new project initiatives, systems, and process improvements to increase efficiency and enhance controls
  • Handle ad hoc requests from trading, sales and client(s)
  • Collaborate daily with peers across functional areas based in US, EMEA and APR to ensure seamless and consistent global front to back support
  • Develop and analyze processes, procedures, control checklist and metrics
  • Collaborates with business, compliance, supervision, and risk to ensure procedures are compliant and up to date
  • Leverage understanding of the performance drivers for the GBAM businesses to create value add analysis and lead strategic insights
  • Identify opportunities and drive change to improve booking accuracy
  • Maintaining trading book, instrument and client reference data

Enterprise Role Overview:

Supervises trade booking and trade validation. Responsible for the analysis and resolution of a wide variety of complex products that may require special handling or exception reporting. Supports ongoing trade maintenance and reporting and supports the implementation of improvements to the system infrastructure and control environment. Introduces new initiatives, products and services, and procedural, systems or hardware solutions to improve efficiency. Provides analyses. Requires product experience and knowledge of financial instruments accounting relevant to the area supported. Provides general team guidance. May provide input to recruiting and hiring & performance mgt processes. BA preferred or substantially equivalent experience. Typically 5-7 years of applicable experience. To be used for employees in Global Markets only.

Required Skills: (Must have these skills to be minimally qualified)

  • High level knowledge of cash equities, equity swaps, and/or equity derivatives products. Requires general product knowledge of financial instruments relevant to the area supported and across related asset classes.
  • General knowledge of equity markets and lifecycle management processing of in scope products.
  • Attention to detail and a control mindset
  • Intellectually curious, takes initiative, and operates with urgency
  • Advanced knowledge of Excel and MS Office suite
  • Ability to work well in a team environment
  • Ability to multi-tasking and work in a high pressured environment
  • Demonstrated ability to drive change and tasks to completion
  • Excellent written and verbal communication/presentation skills
  • Basic understanding of regulatory environment and industry initiatives
  • Operates with urgency

Desired Skills and Experience:

  • Understands operational activities related to Trade Support functions
  • General knowledge of operational processing and risk control skills including the ability to build well-controlled spreadsheets and source appropriate and meaningful data
  • Self-starter with outstanding problem solving skills. Excels at ‘getting things done’ with minimal direction.
  • Be enthusiastic, keen to learn and quick to gain an understanding of complex issues and concepts
  • Take responsibility for delivering high quality work
  • Ability to thrive in a dynamic, team-oriented environment – both work closely with senior members of the team and work independently

Other Qualifications:

  • Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
  • Excels in working among diverse viewpoints to determine the best path forward.
  • Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner.
  • Commitment to challenging the status quo and promoting positive change.
  • Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
  • Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world.

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21083336

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Viviana Renshaw

Referral Bonus:

0

Street Address

Primary Location:
1133 Ave Of The Americas, NY, New York, 10036