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GFC Investigator - Consumer AML

Charlotte, North Carolina;

Job Description:

The Global Financial Crimes Compliance (GFC) Investigator performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility. In the investigative role, the Investigator conducts routine to complex investigations, including money laundering, or terrorist financing. 

Responsibilities for this role include completing investigations while ensuring cases meet or exceed closure and quality metrics, reporting facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement. This role may partner with GFC Risk Management, front line units or other stakeholders to resolve investigations. This role may ultimately report to any number of investigations teams across consumer AML.

Required Skills:

  • Minimum Years Business & Functional Experience: 5 Years
  • Minimum one year experience with, AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies
  • Bachelor’s degree or equivalent work experience in areas such as financial services, investigative service, or law enforcement
  • BSA knowledge relative to AML
  • Proficiency in Microsoft Excel / data analytics
  • Self-starter capable of analyzing and reporting independently.

Desired Skills:

  • Additional Technical/Functional Experience (e.g. Industry type): Financial Services and/or related government entity
  • Certifications: ACAMS – Association of Certified Anti-Money Laundering Specialists
  • Knowledge related to retail and/or institutional brokerage products and services and applicable compliance rules and regulations
  • FINRA licenses including the SIE or Series 7, Series 4, Series 24- Preferred
  • Correspondent Banking
  • Ability to analyze and manipulate large data sets
  • Interaction with Front Line Units & Customers/Clients


1st shift (United States of America)

Hours Per Week: 


Learn more about this role

Full time


Manages People: No

Travel: No