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Consumer Investments Platform Risk Oversight Analyst - Intraday Equity Risk Management

Jacksonville, Florida;

Job Description:

The candidate will support the Preferred Controls & Supervision organization to create a best-in-class overall client experience and risk controls environment. The role will focus on supporting the Platform Risk & Oversight team with identifying escalated risk derived from volatility and real time market movement while prioritizing and driving strategic initiatives to mitigate risk.  The candidate will specifically focus on risk mitigation for key areas within the team, including intraday market monitoring, options exercise, and other functions pertaining to Margin.  This role focuses on supporting proactive and real time risk mitigation, requiring a strong background in Equities and Options.

The candidate will also help to identify trends via reporting and quality control analysis, produce reporting and specify areas of improvements/solutions to mitigate operational risk. The candidate will help establish communication forums with internal business partners, identify opportunities to improve internal processes and the client experience. The candidate will also help establish action plans for initiatives/projects to help move the business forward. The desired candidate will possess a committed focus on meeting client needs and always exceeding expectations. 

Required Skills:

• Understanding of Consumer Investments clients and business

• Demonstrates leadership, leading through change and process improvements to deliver results

• Strong analytical capability to drive root cause analysis, demonstrate attention to detail, deliver concise and value added reporting

• Demonstrated creative resolution development, problem solving, and follow up skills.

• Self-starter able to work independently, with minimal oversight and guidance

• Ability to quickly develop subject matter expertise across a broad spectrum of issues

• Strong organization skills, including the ability to manage multiple responsibilities, prioritize and meet deadlines

• Strong communication and presentation skills

• 3 or more years work experience in financial services

• Must be proficient in advanced MS Excel functions, PowerPoint, Word

• Provide statistical analysis to identify trends and outlier metrics

Desired Skills:

• Series 7

• 3+ years of brokerage experience

• Ability to shift priorities on a daily basis with short notice

• Experience in key areas outlined: Margin, Equities and Options

• VBA/Python knowledge

Job Band:

H6

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

The candidate will support the Preferred Controls & Supervision organization to create a best-in-class overall client experience and risk controls environment. The role will focus on supporting the Platform Risk & Oversight team with identifying escalated risk derived from volatility and real time market movement while prioritizing and driving strategic initiatives to mitigate risk.  The candidate will specifically focus on risk mitigation for key areas within the team, including intraday market monitoring, options exercise, and other functions pertaining to Margin.  This role focuses on supporting proactive and real time risk mitigation, requiring a strong background in Equities and Options.

The candidate will also help to identify trends via reporting and quality control analysis, produce reporting and specify areas of improvements/solutions to mitigate operational risk. The candidate will help establish communication forums with internal business partners, identify opportunities to improve internal processes and the client experience. The candidate will also help establish action plans for initiatives/projects to help move the business forward. The desired candidate will possess a committed focus on meeting client needs and always exceeding expectations. 

Required Skills:

• Understanding of Consumer Investments clients and business

• Demonstrates leadership, leading through change and process improvements to deliver results

• Strong analytical capability to drive root cause analysis, demonstrate attention to detail, deliver concise and value added reporting

• Demonstrated creative resolution development, problem solving, and follow up skills.

• Self-starter able to work independently, with minimal oversight and guidance

• Ability to quickly develop subject matter expertise across a broad spectrum of issues

• Strong organization skills, including the ability to manage multiple responsibilities, prioritize and meet deadlines

• Strong communication and presentation skills

• 3 or more years work experience in financial services

• Must be proficient in advanced MS Excel functions, PowerPoint, Word

• Provide statistical analysis to identify trends and outlier metrics

Desired Skills:

• Series 7

• 3+ years of brokerage experience

• Ability to shift priorities on a daily basis with short notice

• Experience in key areas outlined: Margin, Equities and Options

• VBA/Python knowledge

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-22048433

Band: H6

Manages People: No

Travel: Yes, 5% of the time

Manager:

Talent Acquisition Contact:

PAYAL PATEL

Referral Bonus:

0