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Sr. Business Control Specialist - NYC

New York, New York

Job Description:

Global Commercial Banking (GCB) serves over 9,100 clients with annual revenues of $50 million to more than $2 billion. GCB serves primarily U.S. and Canadian clients, working to deliver a full suite of financial solutions, including the international needs of our clients’ overseas subsidiaries. GCB is organized by industry and geography, to deliver both local coverage and industry expertise. Our unique client coverage model and close partnerships with other businesses in Global Banking & Markets plus Global Wealth & Investment Management and Consumer Banking and Small Business, enable our commercial client teams to seamlessly deliver all of the company’s capabilities as integrated solutions.

Job Description

The primary responsibility of the role is to manage the Global Customer Due Diligence processes for clients by ensuring timely and accurate compliance to policy and regulatory requirements related to Anti-Money Laundering and Know-Your-Customer activities.  This client facing role will manage a portfolio of highly to moderately complex global refreshes for Financial Institution clients covered within GCB.  The candidate will have a strong knowledge Financial Institution client types, structures and of global regulatory requirements.   This role will promote a positive client experience by proactively consulting with clients, coverage teams, and AML partners.  This role will serve to mitigate risk by understanding and ensuring adherence to CDD requirements globally and meeting all timelines related to CDD activities, as well as delivering a world-class and streamlined client experience.  

Some other key responsibilities/Requirements include:

  • Strong knowledge of Financial Institution client types, structures, and products/services that align to them
  • Serves as the central point of contact for client outreach, consultation and coordination
  • Partners internally with all key stakeholders,  AML operations, Treasury/Credit and partners across the globe to ensure timely and qualitative delivery of CDD requirements
  • Strong operational risk and compliance background, Risk Framework (QA Standard) knowledge, and understanding of AML requirements, as well as the ability to articulate in a client-friendly manner

Qualifications:

  • Undergraduate Degree and/or familiarization with legal documentation  and CDD preferred
  • Strong aptitude for strategic and critical thinking with the ability to connect analytical work to the client needs and strategic objectives; client focused
  • Proven organizational skills and ability to execute tasks and projects independently
  • Ability to multi-task, work in a fast paced environment and balance competing demands
  • Detail oriented and high degree of accuracy needed
  • Must demonstrate strong interpersonal, collaboration and communication skills.
  • Highly proficient with Microsoft programs including Word, Excel, PowerPoint, SharePoint and Outlook;
  • Client-facing experience preferred.

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Global Commercial Banking (GCB) serves over 9,100 clients with annual revenues of $50 million to more than $2 billion. GCB serves primarily U.S. and Canadian clients, working to deliver a full suite of financial solutions, including the international needs of our clients’ overseas subsidiaries. GCB is organized by industry and geography, to deliver both local coverage and industry expertise. Our unique client coverage model and close partnerships with other businesses in Global Banking & Markets plus Global Wealth & Investment Management and Consumer Banking and Small Business, enable our commercial client teams to seamlessly deliver all of the company’s capabilities as integrated solutions.

Job Description

The primary responsibility of the role is to manage the Global Customer Due Diligence processes for clients by ensuring timely and accurate compliance to policy and regulatory requirements related to Anti-Money Laundering and Know-Your-Customer activities.  This client facing role will manage a portfolio of highly to moderately complex global refreshes for Financial Institution clients covered within GCB.  The candidate will have a strong knowledge Financial Institution client types, structures and of global regulatory requirements.   This role will promote a positive client experience by proactively consulting with clients, coverage teams, and AML partners.  This role will serve to mitigate risk by understanding and ensuring adherence to CDD requirements globally and meeting all timelines related to CDD activities, as well as delivering a world-class and streamlined client experience.  

Some other key responsibilities/Requirements include:

  • Strong knowledge of Financial Institution client types, structures, and products/services that align to them
  • Serves as the central point of contact for client outreach, consultation and coordination
  • Partners internally with all key stakeholders,  AML operations, Treasury/Credit and partners across the globe to ensure timely and qualitative delivery of CDD requirements
  • Strong operational risk and compliance background, Risk Framework (QA Standard) knowledge, and understanding of AML requirements, as well as the ability to articulate in a client-friendly manner

Qualifications:

  • Undergraduate Degree and/or familiarization with legal documentation  and CDD preferred
  • Strong aptitude for strategic and critical thinking with the ability to connect analytical work to the client needs and strategic objectives; client focused
  • Proven organizational skills and ability to execute tasks and projects independently
  • Ability to multi-task, work in a fast paced environment and balance competing demands
  • Detail oriented and high degree of accuracy needed
  • Must demonstrate strong interpersonal, collaboration and communication skills.
  • Highly proficient with Microsoft programs including Word, Excel, PowerPoint, SharePoint and Outlook;
  • Client-facing experience preferred.

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-22002631

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Gweneth Leuther Karas

Referral Bonus:

0

Street Address

Primary Location:
ONE BRYANT PARK, NY, New York, 10036