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AVP - Senior Auditor

Charlotte, North Carolina;

Job Description:

Overview

Bank of America is one of the world’s leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe to ensure our continued success. Along with taking care of our customers, we want to be the best place for people to work and aim at creating a work environment where all employees have the opportunity to achieve their goals.

Our employees help our customers and clients at every stage of their financial lives, helping them connect to what matters most. This purpose defines and unites us. Every day, we are focused on delivering value, convenience, expertise and innovation for individuals, businesses and institutional investors we serve worldwide.

Process Overview

Corporate Audit provides independent assessment and validation of risk through testing of key processes and controls across the Bank, which is designed to add value and improve the Bank's operations and long term business strategies. The mission of Corporate Audit is to effectively and efficiently support the Company’s risk governance framework by determining whether controlling processes and controls over strategic, credit, market, liquidity, operational, compliance, and reputational risks are adequately designed and functioning effectively.

Job Description

As a member of the Corporate Audit team, the Senior Auditor (Technology) will execute audit programs designed to measure and report on technology risk across the enterprise.  Under supervision of senior colleagues, The Senior Auditor will provide independent analysis of control effectiveness based on regulatory requirements, industry best-practices, and audit standards.

Responsibilities

  • Responsible for executing multiple areas of test work during audit activities. Independently executes audit test work on assigned technology audits
  • Utilizes analytical skills and/or technical expertise to execute assigned audit testing responsibilities.
  • Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Responsible for conducting relevant technology testing (i.e. identification of key automated business controls, definition of audit scope and presentation of results to management, and communication with stakeholders ) in support of business audit work.
  • Support Corporate Audit Automation initiatives.
  • Interacts with key technology executives to identify emerging risks, key initiatives, regulatory required projects, etc.
  • Provides input to the annual plan.
  • Begins to demonstrate basic project management skills. Begins to establish business partner relationships; primary engagement is with line management.
  • Exercises critical thinking and judgment to effectively influence management to improve the control environment. Supports employee development efforts, teamwork and a positive and inclusive work environment.

Requirements

  • Education : Bachelor’s degree or equivalent experience
  • Exp Range: 2 -5 years

Mandatory Skills:

  • Audit, Risk or Compliance experience in Financial Institutions.
  • Strong understanding of technology, IT general controls, and other IT controls as indicated in COBIT
  • Working knowledge of the NIST Cybersecurity Framework.
  • Sound organizational, analytical, oral and written communication skills including ability to effectively write reports, present to management and various regulators
  • Excellent interpersonal and communication skills
  • Ability to effectively interact with diverse teams
  • Ability to juggle multiple work efforts and to quickly change direction

Desired skills:

  • Degree in a technology related field
  • Certifications: Audit / Assurance related certifications (CISA, CISSP, CISM, etc.)
  • Technology related certifications (RHCE, CCNA, GSNA, etc.)
  • Previous experience auditing information technology.
  • Strong presentation skills

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

No

Referral Bonus Amount:

0

Job Description:

Overview

Bank of America is one of the world’s leading financial institutions, serving individual consumers, small and middle-market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk management products and services. We are committed to attracting and retaining top talent across the globe to ensure our continued success. Along with taking care of our customers, we want to be the best place for people to work and aim at creating a work environment where all employees have the opportunity to achieve their goals.

Our employees help our customers and clients at every stage of their financial lives, helping them connect to what matters most. This purpose defines and unites us. Every day, we are focused on delivering value, convenience, expertise and innovation for individuals, businesses and institutional investors we serve worldwide.

Process Overview

Corporate Audit provides independent assessment and validation of risk through testing of key processes and controls across the Bank, which is designed to add value and improve the Bank's operations and long term business strategies. The mission of Corporate Audit is to effectively and efficiently support the Company’s risk governance framework by determining whether controlling processes and controls over strategic, credit, market, liquidity, operational, compliance, and reputational risks are adequately designed and functioning effectively.

Job Description

As a member of the Corporate Audit team, the Senior Auditor (Technology) will execute audit programs designed to measure and report on technology risk across the enterprise.  Under supervision of senior colleagues, The Senior Auditor will provide independent analysis of control effectiveness based on regulatory requirements, industry best-practices, and audit standards.

Responsibilities

  • Responsible for executing multiple areas of test work during audit activities. Independently executes audit test work on assigned technology audits
  • Utilizes analytical skills and/or technical expertise to execute assigned audit testing responsibilities.
  • Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Responsible for conducting relevant technology testing (i.e. identification of key automated business controls, definition of audit scope and presentation of results to management, and communication with stakeholders ) in support of business audit work.
  • Support Corporate Audit Automation initiatives.
  • Interacts with key technology executives to identify emerging risks, key initiatives, regulatory required projects, etc.
  • Provides input to the annual plan.
  • Begins to demonstrate basic project management skills. Begins to establish business partner relationships; primary engagement is with line management.
  • Exercises critical thinking and judgment to effectively influence management to improve the control environment. Supports employee development efforts, teamwork and a positive and inclusive work environment.

Requirements

  • Education : Bachelor’s degree or equivalent experience
  • Exp Range: 2 -5 years

Mandatory Skills:

  • Audit, Risk or Compliance experience in Financial Institutions.
  • Strong understanding of technology, IT general controls, and other IT controls as indicated in COBIT
  • Working knowledge of the NIST Cybersecurity Framework.
  • Sound organizational, analytical, oral and written communication skills including ability to effectively write reports, present to management and various regulators
  • Excellent interpersonal and communication skills
  • Ability to effectively interact with diverse teams
  • Ability to juggle multiple work efforts and to quickly change direction

Desired skills:

  • Degree in a technology related field
  • Certifications: Audit / Assurance related certifications (CISA, CISSP, CISM, etc.)
  • Technology related certifications (RHCE, CCNA, GSNA, etc.)
  • Previous experience auditing information technology.
  • Strong presentation skills

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21075608

Band: H5

Manages People: No

Travel: Yes, 10% of the time

Manager:

Talent Acquisition Contact:

Tammy Horton

Referral Bonus:

0