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Senior Business Control Specialist - Charlotte or NYC

Charlotte, North Carolina;

Job Description:

The position is within Global Banking and Markets Anti-Money Laundering organization. The candidate will support the Global Banking Client Activity Monitoring and assist in the development/enhancement of client activity controls. This role works closely with the front office to review client and transactional data as part of the financial crimes compliance program. Responsibilities may include:

  • Manage quarterly client account monitoring process, communicate status, risks and issues timely.
  • Conduct quality reviews to ensure client team response is completed according to standard and is completed per SLA.
  • Support initiatives to improve client activity monitoring tools and reporting, from design to implementation.
  • Provide support on Regulatory Exams, Internal Audits and other reviews conducted.
  • Partner with associate adoption and communication team to help develop training for Sales, Operations, and other partners (as required).
  • Capture data and information relevant to Metrics in support of Governance activities for Dashboard reporting.

Required Skills:

  • Minimum 5 years of AML or Investigations business and functional experience.
  • Ability to critically think and problem solve when roadblocks arise
  • Requires strong organizational skills and attention to detail
  • Ability to prioritize effectively and to work independently with minimal supervision.

Ability to analyze data

  • Proficient computer/software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, etc.

Desired Skills:

  • Bachelor’s Degree
  • ACAMS certification
  • Previous work experience in one or more of the following areas: risk, compliance, audit and/or sales
  • Foundational knowledge of general bank policies, specific to data and privacy

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

The position is within Global Banking and Markets Anti-Money Laundering organization. The candidate will support the Global Banking Client Activity Monitoring and assist in the development/enhancement of client activity controls. This role works closely with the front office to review client and transactional data as part of the financial crimes compliance program. Responsibilities may include:

  • Manage quarterly client account monitoring process, communicate status, risks and issues timely.
  • Conduct quality reviews to ensure client team response is completed according to standard and is completed per SLA.
  • Support initiatives to improve client activity monitoring tools and reporting, from design to implementation.
  • Provide support on Regulatory Exams, Internal Audits and other reviews conducted.
  • Partner with associate adoption and communication team to help develop training for Sales, Operations, and other partners (as required).
  • Capture data and information relevant to Metrics in support of Governance activities for Dashboard reporting.

Required Skills:

  • Minimum 5 years of AML or Investigations business and functional experience.
  • Ability to critically think and problem solve when roadblocks arise
  • Requires strong organizational skills and attention to detail
  • Ability to prioritize effectively and to work independently with minimal supervision.

Ability to analyze data

  • Proficient computer/software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, etc.

Desired Skills:

  • Bachelor’s Degree
  • ACAMS certification
  • Previous work experience in one or more of the following areas: risk, compliance, audit and/or sales
  • Foundational knowledge of general bank policies, specific to data and privacy

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21074639

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Gweneth Leuther Karas

Referral Bonus:

0