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Sr. Business Control Specialist

Charlotte, North Carolina

Job Description:

Job Description

The position is within Global Banking and Markets Anti-Money Laundering organization. The candidate will support the Global Markets Client Activity Monitoring and assist in the development/enhancement of enhanced client activity controls. This role works closely with the front office to review client and transactional data as part of the financial crimes compliance program. Responsibilities may include:

  • Manage quarterly client account monitoring process, communicate status, risks and issues timely.
  • Conduct quality reviews to ensure client team response is completed according to standard and is completed per SLA.
  • Support initiatives to improve client activity monitoring tools and reporting, from design to implementation.
  • Provide support on Regulatory Exams, Internal Audits and other reviews conducted.
  • Partner with associate adoption and communication team to help develop training for Sales, Operations, and other partners (as required).
  • Capture data and information relevant to Metrics in support of Governance activities for Dashboard reporting.

Required Skills:

  • Minimum 3 years of business and functional experience in Global Markets
  • Minimum 2 years of AML or Investigations business and functional experience.
  • Ability to critically think and problem solve when roadblocks arise
  • Requires strong organizational skills and attention to detail
  • Ability to prioritize effectively and to work independently with minimal supervision.
  • Ability to analyze data and test theories using statistical tools (e.g. JMP)
  • Proficient computer/software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, etc.

Desired Skills:

  • Bachelor’s Degree
  • ACAMS certification
  • Previous work experience in one or more of the following areas: risk, compliance, audit and/or sales
  • Foundational knowledge of general bank policies, specific to data and privacy

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Job Description

The position is within Global Banking and Markets Anti-Money Laundering organization. The candidate will support the Global Markets Client Activity Monitoring and assist in the development/enhancement of enhanced client activity controls. This role works closely with the front office to review client and transactional data as part of the financial crimes compliance program. Responsibilities may include:

  • Manage quarterly client account monitoring process, communicate status, risks and issues timely.
  • Conduct quality reviews to ensure client team response is completed according to standard and is completed per SLA.
  • Support initiatives to improve client activity monitoring tools and reporting, from design to implementation.
  • Provide support on Regulatory Exams, Internal Audits and other reviews conducted.
  • Partner with associate adoption and communication team to help develop training for Sales, Operations, and other partners (as required).
  • Capture data and information relevant to Metrics in support of Governance activities for Dashboard reporting.

Required Skills:

  • Minimum 3 years of business and functional experience in Global Markets
  • Minimum 2 years of AML or Investigations business and functional experience.
  • Ability to critically think and problem solve when roadblocks arise
  • Requires strong organizational skills and attention to detail
  • Ability to prioritize effectively and to work independently with minimal supervision.
  • Ability to analyze data and test theories using statistical tools (e.g. JMP)
  • Proficient computer/software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, etc.

Desired Skills:

  • Bachelor’s Degree
  • ACAMS certification
  • Previous work experience in one or more of the following areas: risk, compliance, audit and/or sales
  • Foundational knowledge of general bank policies, specific to data and privacy

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21063349

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Gweneth Leuther Karas

Referral Bonus:

0

Street Address

Primary Location:
800 W TRADE ST, NC, Charlotte, 28255