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Operational Risk and Controls Oversight Business Controls - Senior Financial Analyst

Charlotte, North Carolina

Job Description:

The ORCO Treasury Quality Assurance and Business Controls team is part of the CFO Operational Risk and Control Oversight team within the Global Financial Control team. The primary focus of the team is validate effectiveness of processes/controls supporting Corporate Treasury functions, including Enterprise Capital Management, Global Liquidity Management, Corporate Investments, Global Funding, Treasury Finance, Balance Sheet Management, and Enterprise Insurance Management.  Coverage also includes validation activities in regulatory compliance program (e.g., Basel - Capital and Liquidity) and related enterprise standards and policies (e.g.. Enterprise Data Management).

This team's business partners include various groups through the CFO organization, GT&O, Risk and Compliance teams.  Key priorities for the team are provide affirmative evidence supporting ongoing compliance with enterprise policies and standards, including applicable regulatory and reporting requirements, as well as Treasury Control Framework.

Additionally, this team supports execution of Treasury Control Framework, including process and control design assessment, compliance with enterprise control frameworks and programs, various control strategic projects and assist in execution of Treasury QABC group's administrative tasks and routines. 

The teammate in this role is responsible for:

  • Assist in the designing of operational effectiveness testing to ensure ongoing compliance with Basel rules (Liquidity and Capital)
  • Participating in discussions with process and control owners to develop approaches to resolve gaps, and/or address weaknesses or deficiencies when necessary
  • Identifying documents and maintaining evidence supporting process and controls objectives
  • Participation on teams conducting the validation work streams
  • Engaging key business partners to facilitate completion of assigned deliverables and explain results
  • Throughout the tenure of the role, the teammate should gain exposure and acumen in Basel regulations and business processes/controls relied upon for compliance with these regulations across the Corporation
  • Ability to work in large team and work on long term projects while maintaining flexibility on deliverables

Required Skills and Experience:

  • Bachelor’s Degree or equivalent experience
  • 3-5 years of large complex banking experience, preferably treasury
  • Operational risk, compliance risk or audit experience also beneficial
  • Big 4 experience auditing large complex bank
  • Understanding of financial instruments
  • Experience working with complex data set
  • Excellent communication and presentation skills
  • Experience in a centralized cross-functional role, coordinating across many groups and presenting relevant information / results

Desired Skills and Experience:

  • MBA, CPA, CFA or equivalent
  • Big 4 assurance experience
  • Governance and oversight experience
  • Regulatory Reporting
  • Treasury Controls Experience
  • Quantitative estimation experience
  • Comfort with complex financial products
  • Advanced data manipulation/Excel/Modeling
  • SAP/eLedger

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

2000

Job Description:

The ORCO Treasury Quality Assurance and Business Controls team is part of the CFO Operational Risk and Control Oversight team within the Global Financial Control team. The primary focus of the team is validate effectiveness of processes/controls supporting Corporate Treasury functions, including Enterprise Capital Management, Global Liquidity Management, Corporate Investments, Global Funding, Treasury Finance, Balance Sheet Management, and Enterprise Insurance Management.  Coverage also includes validation activities in regulatory compliance program (e.g., Basel - Capital and Liquidity) and related enterprise standards and policies (e.g.. Enterprise Data Management).

This team's business partners include various groups through the CFO organization, GT&O, Risk and Compliance teams.  Key priorities for the team are provide affirmative evidence supporting ongoing compliance with enterprise policies and standards, including applicable regulatory and reporting requirements, as well as Treasury Control Framework.

Additionally, this team supports execution of Treasury Control Framework, including process and control design assessment, compliance with enterprise control frameworks and programs, various control strategic projects and assist in execution of Treasury QABC group's administrative tasks and routines. 

The teammate in this role is responsible for:

  • Assist in the designing of operational effectiveness testing to ensure ongoing compliance with Basel rules (Liquidity and Capital)
  • Participating in discussions with process and control owners to develop approaches to resolve gaps, and/or address weaknesses or deficiencies when necessary
  • Identifying documents and maintaining evidence supporting process and controls objectives
  • Participation on teams conducting the validation work streams
  • Engaging key business partners to facilitate completion of assigned deliverables and explain results
  • Throughout the tenure of the role, the teammate should gain exposure and acumen in Basel regulations and business processes/controls relied upon for compliance with these regulations across the Corporation
  • Ability to work in large team and work on long term projects while maintaining flexibility on deliverables

Required Skills and Experience:

  • Bachelor’s Degree or equivalent experience
  • 3-5 years of large complex banking experience, preferably treasury
  • Operational risk, compliance risk or audit experience also beneficial
  • Big 4 experience auditing large complex bank
  • Understanding of financial instruments
  • Experience working with complex data set
  • Excellent communication and presentation skills
  • Experience in a centralized cross-functional role, coordinating across many groups and presenting relevant information / results

Desired Skills and Experience:

  • MBA, CPA, CFA or equivalent
  • Big 4 assurance experience
  • Governance and oversight experience
  • Regulatory Reporting
  • Treasury Controls Experience
  • Quantitative estimation experience
  • Comfort with complex financial products
  • Advanced data manipulation/Excel/Modeling
  • SAP/eLedger

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21062130

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Joseph Birkel

Referral Bonus:

2000

Street Address

Primary Location:
401 N TRYON ST, NC, Charlotte, 28255