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Operations Economic Sanctions Oversight Specialist

Charlotte, North Carolina

Job Description:

Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF. Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management. Acts as an ambassador of the risk culture, incumbents typically have over 5+ years of risk management and/or LOB/ECF experience. May manage staff.
 
Line of Business Description:
Member of a team with oversight responsible for Anti Money Laundering (AML) & Economic Sanctions (ES) related activities across Global Banking and Markets Operations.
Activities include oversight/management of AML & ES Program, Policy implementation, QA, Metrics, reporting, issue remediation and audits/regulatory exam management. Up to date knowledge on key initiatives and developments related to AML & ES. Directly interacting with Front Line Units (FLUs) and partners on a daily basis, you will be the main point of contact on all AML & Economic Sanctions activities within GBAM Ops.
 
Responsibilities:

• Provide AML & ES Subject Matter Expertise across GBAM Operations Team
• Understand and implement Policy, manage and coordinate AML & ES issues (SIAI)
• Manage AML & ES related Audits and Exams as needed
• Oversight of AML & ES Quality Assurance Program
• Manage AML & ES related PRC/metrics and reporting to depict the health of the program

Requirements:

• 3-5 years of ES, AML, or risk related experience
• Experience influencing organizational leaders, business partners, and key executives and driving decisions across multiple lines of business
• Strong presentation skills with ability to lead telephone meetings, develop and convey a point of view
• Knowledge of risk management/risk framework; ability to identify, escalate, and debate risk
• Able to work well with various stakeholder groups, engaging them appropriately
• Knowledge of Operational and Regulatory Risk
• Ability to work in a fast paced environment

Other Qualifications:

• Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
• Excels in working among diverse viewpoints to determine the best path forward
• Experience in connecting with a diverse team to understand business needs – is a continuous learner
• Commitment to challenging the status quo and promoting positive change
• Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
• Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world
• Certified Global Sanctions Specialist (CGSS) desired
• ACAMS certification desired

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Provide analytical support in executing internal control discipline and operational excellence within a LOB/ECF. Gather and organize data in order to monitor and test the effectiveness of key controls and status of mitigation and action plans. Prepare documentation for the tracking, monitoring, and escalation of risk related issues to management. Acts as an ambassador of the risk culture, incumbents typically have over 5+ years of risk management and/or LOB/ECF experience. May manage staff.
 
Line of Business Description:
Member of a team with oversight responsible for Anti Money Laundering (AML) & Economic Sanctions (ES) related activities across Global Banking and Markets Operations.
Activities include oversight/management of AML & ES Program, Policy implementation, QA, Metrics, reporting, issue remediation and audits/regulatory exam management. Up to date knowledge on key initiatives and developments related to AML & ES. Directly interacting with Front Line Units (FLUs) and partners on a daily basis, you will be the main point of contact on all AML & Economic Sanctions activities within GBAM Ops.
 
Responsibilities:

• Provide AML & ES Subject Matter Expertise across GBAM Operations Team
• Understand and implement Policy, manage and coordinate AML & ES issues (SIAI)
• Manage AML & ES related Audits and Exams as needed
• Oversight of AML & ES Quality Assurance Program
• Manage AML & ES related PRC/metrics and reporting to depict the health of the program

Requirements:

• 3-5 years of ES, AML, or risk related experience
• Experience influencing organizational leaders, business partners, and key executives and driving decisions across multiple lines of business
• Strong presentation skills with ability to lead telephone meetings, develop and convey a point of view
• Knowledge of risk management/risk framework; ability to identify, escalate, and debate risk
• Able to work well with various stakeholder groups, engaging them appropriately
• Knowledge of Operational and Regulatory Risk
• Ability to work in a fast paced environment

Other Qualifications:

• Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
• Excels in working among diverse viewpoints to determine the best path forward
• Experience in connecting with a diverse team to understand business needs – is a continuous learner
• Commitment to challenging the status quo and promoting positive change
• Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
• Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world
• Certified Global Sanctions Specialist (CGSS) desired
• ACAMS certification desired

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21056874

Band: H5

Manages People: No

Travel: Yes, 5% of the time

Manager:

Talent Acquisition Contact:

Kimberly Ravlich

Referral Bonus:

0

Street Address

Primary Location:
620 S Tryon St, NC, Charlotte, 28255