girl looking into her desktop
Back to search results

Portfolio Management Senior Associate (Charlotte, NC)

Charlotte, North Carolina

Job Description:

Responsibilities:

  • In addition to the ability to deliver generalist support, part of the Client Team actively supporting Portfolio Managers to meet clients' trust needs and expectations
  • Support Portfolio Manager with portfolio composition analysis and in achieving asset allocation monitoring, investment policy statement quality and completeness
  • Responsible for:
    • Client Presentations (i.e. Asset Allocation and Performance Reporting)
    • Investment Policy Statement Create, Update & Affirm
    • Trading
    • Account Re-balancing
    • Daily Monitoring (Non-Policy / BAC / Client-Directed Sale, etc.)
    • Compliance clean-ups
    • Reg. 9
    • Asset Allocation Monitoring, Portfolio Analysis and Stochastic Modeling
    • Idea Generation
    • Market & Platform Research
    • Administrative dues as required
    • Ensuring management of concentration documentation
  • Assist in developing and/or delivering solution specific investment proposals
  • Proactivity identify deepening opportunities while performing existing responsibilities and engaging in meaningful interactions
  • Leverage experience and deep expertise to manage and/or execute client investment transactions
  • Participate in Client Management Process (CMP) activities including supporting delivering a branded client experience and meaningful interactions
  • Coordinate with Client Teams and partner to deliver an integrated service to the client and identify and resolve issues in an effective and timely manner
  • ​Ensure adherence to all internal policies and compliance to legal and regulatory requirements

Qualifications:

  • Minimum of 4-5 years experience with a financial institution focusing on high net worth client service and sales
  • Ability to successfully complete assessment of critical skills
  • BS/BA degree in Business, Finance, Economics or Law desired
  • Ability to obtain and maintain SAFE Act registration

Job Band:

H6

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Responsibilities:

  • In addition to the ability to deliver generalist support, part of the Client Team actively supporting Portfolio Managers to meet clients' trust needs and expectations
  • Support Portfolio Manager with portfolio composition analysis and in achieving asset allocation monitoring, investment policy statement quality and completeness
  • Responsible for:
    • Client Presentations (i.e. Asset Allocation and Performance Reporting)
    • Investment Policy Statement Create, Update & Affirm
    • Trading
    • Account Re-balancing
    • Daily Monitoring (Non-Policy / BAC / Client-Directed Sale, etc.)
    • Compliance clean-ups
    • Reg. 9
    • Asset Allocation Monitoring, Portfolio Analysis and Stochastic Modeling
    • Idea Generation
    • Market & Platform Research
    • Administrative dues as required
    • Ensuring management of concentration documentation
  • Assist in developing and/or delivering solution specific investment proposals
  • Proactivity identify deepening opportunities while performing existing responsibilities and engaging in meaningful interactions
  • Leverage experience and deep expertise to manage and/or execute client investment transactions
  • Participate in Client Management Process (CMP) activities including supporting delivering a branded client experience and meaningful interactions
  • Coordinate with Client Teams and partner to deliver an integrated service to the client and identify and resolve issues in an effective and timely manner
  • ​Ensure adherence to all internal policies and compliance to legal and regulatory requirements

Qualifications:

  • Minimum of 4-5 years experience with a financial institution focusing on high net worth client service and sales
  • Ability to successfully complete assessment of critical skills
  • BS/BA degree in Business, Finance, Economics or Law desired
  • Ability to obtain and maintain SAFE Act registration

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21052418

Band: H6

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Ciji Jones

Referral Bonus:

0

Street Address

Primary Location:
620 S Tryon St, NC, Charlotte, 28255