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FCM Customer Protection Specialist

Chicago, Illinois;

Job Description:

Role is member of the Americas Client Asset Control Group (CACG), a Global Market Operations team who provides front-to-back oversight of the Firm’s customer asset protection regulatory requirements, specifically SEC 15c3-3 and CFTC Customer Protection Rules. CACG is a global team with approximately 60 associates globally, around 25 of which are focused on U.S. Customer Protection requirements.

This role is specifically focused on CFTC FCM Customer Protection Requirements, and includes;
  Managing the completion of daily customer protection computations and associated regulatory reporting processes
  Engagement in the oversight and governance of front-to-back FCM customer protection related processes and controls
  Regular interaction with regulators both on ad-hoc queries and periodic reviews
  Working in partnership with other Operations teams, business lines, and support partners to review and improve processes

A successful candidate needs to have the following skills;
• Minimum for 5 years of experience in  FCM Customer Protection or related processes
• Excellent organizational and communication skills, close attention to detail and experience interacting with senior management
• A strong risk management mind set and ability to influence others at all levels of a large organization and proven track record of high attention to detail and ability to drive continuous improvements
• Ability to work with stakeholders and technology partners to drive or facilitate changes to controls and processes that impact the Firm’s regulatory environment
• A good working knowledge of futures and options products and processes, as well as the associated control environment

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

Role is member of the Americas Client Asset Control Group (CACG), a Global Market Operations team who provides front-to-back oversight of the Firm’s customer asset protection regulatory requirements, specifically SEC 15c3-3 and CFTC Customer Protection Rules. CACG is a global team with approximately 60 associates globally, around 25 of which are focused on U.S. Customer Protection requirements.

This role is specifically focused on CFTC FCM Customer Protection Requirements, and includes;
  Managing the completion of daily customer protection computations and associated regulatory reporting processes
  Engagement in the oversight and governance of front-to-back FCM customer protection related processes and controls
  Regular interaction with regulators both on ad-hoc queries and periodic reviews
  Working in partnership with other Operations teams, business lines, and support partners to review and improve processes

A successful candidate needs to have the following skills;
• Minimum for 5 years of experience in  FCM Customer Protection or related processes
• Excellent organizational and communication skills, close attention to detail and experience interacting with senior management
• A strong risk management mind set and ability to influence others at all levels of a large organization and proven track record of high attention to detail and ability to drive continuous improvements
• Ability to work with stakeholders and technology partners to drive or facilitate changes to controls and processes that impact the Firm’s regulatory environment
• A good working knowledge of futures and options products and processes, as well as the associated control environment

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21049527

Band: H5

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Kimberly Ravlich

Referral Bonus:

0