girl looking into her desktop
Back to search results

Strategic Risk and Government Liaison Manager

Charlotte, North Carolina;

Job Description:

The Global Financial Crimes (“GFC”) Manager executes substantive money laundering, economic sanctions and fraud compliance and operational risk practices relevant to the manager's specific area of responsibility. The GFC Manager is accountable for the requirements of the Global Compliance and Financial Crimes Enterprise Policies, Compliance and Operational Risk Management Program (“CORM Program”), the Global Compliance - Enterprise Policy, the Operational Risk Management – Enterprise Policy (collectively “the Policies”) and the Enterprise Fraud Risk Management Standard and works directly or through compliance officers for the Front Line Units (“FLUs”) and Control Functions (“CFs”) to complete those requirements.

The GFC Manager proactively engages with other Chief Compliance and Operational Risk (“C&OR”) officers, including horizontal coverage owners and Enterprise Areas of Coverage (“EAC”), to provide comprehensive oversight of FLU/CF activities. This role develops and maintains a global coverage plan which defines the scope and risk-based focus of the second line’s risk management activities. The GFC Manager prepares materials for C&OR regulatory exams/audits/inquiries and may provide consultation to business leaders in preparation for FLU/CF regulatory exams/audits/inquiries. The GFC Manager also contributes as a manager responsible for providing leadership direction to attract, assess, develop, motivate and retain a team or may act as an individual contributor.

Activities this role performs include, but are not limited to:

• Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (“GC&OR”) Senior Leaders and FLU/CF Senior Leaders via established governance and management routines
• Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers (trade associations, PACs, lobbyists, consumer groups, and media) in the EAC subject area to identify and mitigate emerging risks
• Identifies regulatory training needs and provides subject matter expertise to support the development of training curriculum
• Advises and directs the development and maintenance of financial crimes owned policies and standards and the review of relevant FLU/CF-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
• Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders on those changes, directing the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as needed; ensures a comprehensive regulatory inventory
• Identifies, aggregates, reports, escalates, inspects and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes
• Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management/board level committees
• Responsible for the remediation of financial crimes related C&OR “owned” issues and control enhancements to ensure they are addressed appropriately and timely
• Participates in the development and maintenance of the global financial crimes coverage plan which defines the scope and risk-based focus of the second line’s risk management activities and/or oversees execution of monitoring, testing, and risk assessments, communicate results
• Reviews and challenges the FLU/CF process, risk, control (PRC) inventory and FLU/CF Risk & Control Self-Assessment (RCSA)
• Reviews and challenges internal and external operational loss events, including development of remediation plans to strengthen controls, and approves where appropriate
• Participates in Scenario Analysis activities for coverage areas and challenges as appropriate
• Ensures metrics are designed to measure key risks and control performance, monitors and reports on metric performance and breach remediation

The Global Financial Crimes (GFC) Managerrole will support the objectives of the Emerging Risk, Strategic Initiatives, and Government Liaison team. The Specialist will partner with Financial Crimes Analytics, Financial Crimes Risk Management, Global Compliance and Operational Risk (GCOR) Investigations, and Front Line Unites to analyze risks related to government identified national anti-money laundering (AML) priorities (for example, corruption, human trafficking, terrorist financing, etc.) and emerging financial crimes risks.
The Specialist must have the ability to analyze data and communicate data-driven conclusions effectively.

The role will also entail:
• Researching AML priorities and emerging risks to understand trends, typologies, and the potential applicability of those risks to the Bank
• Identifying, analyzing, and escalating emerging financial crimes risk
• Analyzing internal referrals and Suspicious Activity Reports (SARs) to identify trends and potential risks
• Conducting threat assessments on AML priorities and emerging risks which involves conducting research and using data to describe the risks and their applicability to the Bank as well as assessing the Bank’s effectiveness producing highly useful information to government authorities and developing a reasonable and risk-based set of controls to prevent and detect the activity
• Partnering closely with Financial Crimes Analytics, Financial Crimes Risk Management, GCOR Investigations, and the Front Line Units in collecting data for analysis and communicating the results of the assessments
• Communicating effectively, both verbally and in writing, and producing executive level presentations/material
• Innovative thinking
• Team oriented
 

Required Skills:

-7+ years of experience in financial crimes
-Ability to analyze data and effectively communicate the results
-Must be a self-motivated worker who is comfortable and effective working with varying levels of guidance
-Intellectual curiosity
-Proficient in Microsoft Office products, with the ability to use Excel to analyze data and create graphs
-Bachelor’s degree or equivalent work experience

Desired Skills:
-Anti-Money Laundering/Fraud experience in Banking, Law Enforcement, Intelligence Community, Government, or Military

-ACAMS Certification

-Financial Services and/or related government entity

Job Band:

H4

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

The Global Financial Crimes (“GFC”) Manager executes substantive money laundering, economic sanctions and fraud compliance and operational risk practices relevant to the manager's specific area of responsibility. The GFC Manager is accountable for the requirements of the Global Compliance and Financial Crimes Enterprise Policies, Compliance and Operational Risk Management Program (“CORM Program”), the Global Compliance - Enterprise Policy, the Operational Risk Management – Enterprise Policy (collectively “the Policies”) and the Enterprise Fraud Risk Management Standard and works directly or through compliance officers for the Front Line Units (“FLUs”) and Control Functions (“CFs”) to complete those requirements.

The GFC Manager proactively engages with other Chief Compliance and Operational Risk (“C&OR”) officers, including horizontal coverage owners and Enterprise Areas of Coverage (“EAC”), to provide comprehensive oversight of FLU/CF activities. This role develops and maintains a global coverage plan which defines the scope and risk-based focus of the second line’s risk management activities. The GFC Manager prepares materials for C&OR regulatory exams/audits/inquiries and may provide consultation to business leaders in preparation for FLU/CF regulatory exams/audits/inquiries. The GFC Manager also contributes as a manager responsible for providing leadership direction to attract, assess, develop, motivate and retain a team or may act as an individual contributor.

Activities this role performs include, but are not limited to:

• Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (“GC&OR”) Senior Leaders and FLU/CF Senior Leaders via established governance and management routines
• Participates in industry forums and monitors regulatory expectations, emerging legislation and regulation, political scrutiny, litigation and key influencers (trade associations, PACs, lobbyists, consumer groups, and media) in the EAC subject area to identify and mitigate emerging risks
• Identifies regulatory training needs and provides subject matter expertise to support the development of training curriculum
• Advises and directs the development and maintenance of financial crimes owned policies and standards and the review of relevant FLU/CF-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed
• Monitors the changes in regulations applicable to Global Financial Crimes, including advising business leaders on those changes, directing the appropriate areas to implement or amend policies, standards, procedures and/or processes to address regulatory requirements, and challenging the implementation plan as needed; ensures a comprehensive regulatory inventory
• Identifies, aggregates, reports, escalates, inspects and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes
• Escalates financial crimes related compliance and operational risks and issues to appropriate governance routines, management/board level committees
• Responsible for the remediation of financial crimes related C&OR “owned” issues and control enhancements to ensure they are addressed appropriately and timely
• Participates in the development and maintenance of the global financial crimes coverage plan which defines the scope and risk-based focus of the second line’s risk management activities and/or oversees execution of monitoring, testing, and risk assessments, communicate results
• Reviews and challenges the FLU/CF process, risk, control (PRC) inventory and FLU/CF Risk & Control Self-Assessment (RCSA)
• Reviews and challenges internal and external operational loss events, including development of remediation plans to strengthen controls, and approves where appropriate
• Participates in Scenario Analysis activities for coverage areas and challenges as appropriate
• Ensures metrics are designed to measure key risks and control performance, monitors and reports on metric performance and breach remediation

The Global Financial Crimes (GFC) Managerrole will support the objectives of the Emerging Risk, Strategic Initiatives, and Government Liaison team. The Specialist will partner with Financial Crimes Analytics, Financial Crimes Risk Management, Global Compliance and Operational Risk (GCOR) Investigations, and Front Line Unites to analyze risks related to government identified national anti-money laundering (AML) priorities (for example, corruption, human trafficking, terrorist financing, etc.) and emerging financial crimes risks.
The Specialist must have the ability to analyze data and communicate data-driven conclusions effectively.

The role will also entail:
• Researching AML priorities and emerging risks to understand trends, typologies, and the potential applicability of those risks to the Bank
• Identifying, analyzing, and escalating emerging financial crimes risk
• Analyzing internal referrals and Suspicious Activity Reports (SARs) to identify trends and potential risks
• Conducting threat assessments on AML priorities and emerging risks which involves conducting research and using data to describe the risks and their applicability to the Bank as well as assessing the Bank’s effectiveness producing highly useful information to government authorities and developing a reasonable and risk-based set of controls to prevent and detect the activity
• Partnering closely with Financial Crimes Analytics, Financial Crimes Risk Management, GCOR Investigations, and the Front Line Units in collecting data for analysis and communicating the results of the assessments
• Communicating effectively, both verbally and in writing, and producing executive level presentations/material
• Innovative thinking
• Team oriented
 

Required Skills:

-7+ years of experience in financial crimes
-Ability to analyze data and effectively communicate the results
-Must be a self-motivated worker who is comfortable and effective working with varying levels of guidance
-Intellectual curiosity
-Proficient in Microsoft Office products, with the ability to use Excel to analyze data and create graphs
-Bachelor’s degree or equivalent work experience

Desired Skills:
-Anti-Money Laundering/Fraud experience in Banking, Law Enforcement, Intelligence Community, Government, or Military

-ACAMS Certification

-Financial Services and/or related government entity

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21046547

Band: H4

Manages People: Yes

Travel: No

Manager:

Talent Acquisition Contact:

Laura Dillon

Referral Bonus:

0