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Regulatory Reporting Analyst - NFRR/CDO - B5

Charlotte, North Carolina;

Job Description:

The Non-Financial Regulatory Reporting (NFRR) Center is responsible for the consistent application of interpretation, data sourcing, preparation, governance and oversight of regulatory reports that are not produced within the CFO function. The Regulatory Reporting organization within the NFRR Center is responsible for managing all BAU operational aspects to support timely and accurate report preparation, submission of NFRR Center reports.

This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting activities and functions within the Non-Financial Regulatory Reporting (NFRR) organization. Responsibilities include:

  • Preparation and submission of regulatory reports for various global jurisdictions
  • Execution of controls for reports and administer reporting workflow
  • Key contact for respective regulatory agency inquiries regarding filings and submissions
  • Participate and represent the reporting function to control partners (e.g., Audit and Compliance)
  • Review the data dictionaries for completeness of business requirements and ensure completeness of all operational and reporting requirements
  • Responsible for the identification, tracking, and remediation of data issues and control enhancements that impact the respective reports
  • Partner with Data Stewart organization to ensure adherence to Enterprise Data Management (EDM) standards and policies 
  • Partner with the NFRR Regulatory Interpretation team on all changes to regulatory requirements. Review and update business requirements in Data Dictionaries
  • Partner with technology team in providing requirements and user acceptance testing (UAT)
  • Identify strategic sourcing of data, via Authorized Data Source (ADS), and enhance controls
  • Assist with NFRR Report Onboarding which includes performing current state assessments, understand the effectiveness of controls, determination of process risks, and executing plans to incorporate the reporting process into the NFRR organization

 

Required Job Skills:

  • Bachelor’s Degree with minimum 5+ years of experience; Professional qualifications (e.g., CA, CFA, CPA) preferred
  • Global Banking and Markets (GBAM), Consumer/GWIM or Risk/Compliance business/operations and regulatory reporting experience
  • Ability to provide clear oral and written communication to a variety of business and technical audiences.
  • Regulatory Reporting and analytics experience with in FLU/CF, Finance or GBAM Operations
  • Data management and data quality background especially EDM Use Standard
  • Detail oriented and process excellence mind set
  • Process migration and re-engineering experience to strategic framework
  • Strong critical thinking, problem solving, analytical mindset required
  • Ability to work independently and under pressure to meet regulatory submission deadlines
  • Ability to prioritize work and adapt to changing needs in a dynamic work environment
  • Technical savvy with the ability to quickly understand different systems and processes
  • Eager to learn and grow, receptive to constructive feedback
  • Self-starter, takes initiative
  • Advance Excel, Word, and PowerPoint skills. SQL and Analytics tool (Tableau and Micro Strategy) is a plus
  • Driver of change

 

Desired Job Skills: 

  • Audit experience
  • Knowledge of Visio and ARIS is also a plus
  • Experience with major regulatory programs, implementations and interaction via exams, periodic routines, etc.

Job Band:

H5

Shift: 

1st shift (United States of America)

Hours Per Week:

40

Weekly Schedule:

Referral Bonus Amount:

0

Job Description:

The Non-Financial Regulatory Reporting (NFRR) Center is responsible for the consistent application of interpretation, data sourcing, preparation, governance and oversight of regulatory reports that are not produced within the CFO function. The Regulatory Reporting organization within the NFRR Center is responsible for managing all BAU operational aspects to support timely and accurate report preparation, submission of NFRR Center reports.

This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting activities and functions within the Non-Financial Regulatory Reporting (NFRR) organization. Responsibilities include:

  • Preparation and submission of regulatory reports for various global jurisdictions
  • Execution of controls for reports and administer reporting workflow
  • Key contact for respective regulatory agency inquiries regarding filings and submissions
  • Participate and represent the reporting function to control partners (e.g., Audit and Compliance)
  • Review the data dictionaries for completeness of business requirements and ensure completeness of all operational and reporting requirements
  • Responsible for the identification, tracking, and remediation of data issues and control enhancements that impact the respective reports
  • Partner with Data Stewart organization to ensure adherence to Enterprise Data Management (EDM) standards and policies 
  • Partner with the NFRR Regulatory Interpretation team on all changes to regulatory requirements. Review and update business requirements in Data Dictionaries
  • Partner with technology team in providing requirements and user acceptance testing (UAT)
  • Identify strategic sourcing of data, via Authorized Data Source (ADS), and enhance controls
  • Assist with NFRR Report Onboarding which includes performing current state assessments, understand the effectiveness of controls, determination of process risks, and executing plans to incorporate the reporting process into the NFRR organization

 

Required Job Skills:

  • Bachelor’s Degree with minimum 5+ years of experience; Professional qualifications (e.g., CA, CFA, CPA) preferred
  • Global Banking and Markets (GBAM), Consumer/GWIM or Risk/Compliance business/operations and regulatory reporting experience
  • Ability to provide clear oral and written communication to a variety of business and technical audiences.
  • Regulatory Reporting and analytics experience with in FLU/CF, Finance or GBAM Operations
  • Data management and data quality background especially EDM Use Standard
  • Detail oriented and process excellence mind set
  • Process migration and re-engineering experience to strategic framework
  • Strong critical thinking, problem solving, analytical mindset required
  • Ability to work independently and under pressure to meet regulatory submission deadlines
  • Ability to prioritize work and adapt to changing needs in a dynamic work environment
  • Technical savvy with the ability to quickly understand different systems and processes
  • Eager to learn and grow, receptive to constructive feedback
  • Self-starter, takes initiative
  • Advance Excel, Word, and PowerPoint skills. SQL and Analytics tool (Tableau and Micro Strategy) is a plus
  • Driver of change

 

Desired Job Skills: 

  • Audit experience
  • Knowledge of Visio and ARIS is also a plus
  • Experience with major regulatory programs, implementations and interaction via exams, periodic routines, etc.

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21043060

Band: H5

Manages People: No

Travel: Yes, 5% of the time

Manager:

Talent Acquisition Contact:

Adam Waller

Referral Bonus:

0