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Analyst/Associate - GBAM E-Communications

New York, New York

Job Description:

The candidate’s responsibilities would include:

  • Engage in the supervision of regulated activities through the timely review of electronic and/or voice communications to detect potential violations of applicable laws, regulations or internal policies in support of the line of business supervision responsibilities
  • Responsible for the lifecycle of communication surveillance escalations including identifying what merits escalation, and the coordination and documentation of issues through closure
  • Proactively participate in process improvement initiatives to create more effective and efficient risk mitigation
  • Partner with colleagues to identify areas that would benefit from new surveillances or reviews
  • Develop new lexicon-based surveillances to address risks originating from various business lines within the bank
  • Leverage strong investigative and critical thinking skills to uncover trends and/or additional issues
  • Respond to inquiries or requests from various internal partners

Required Skills/Experience:

  • Bachelor’s Degree
  • Some knowledge of Compliance laws, rules, regulations, risks and typologies
  • 2+ years of experience in the securities industry with knowledge of Banking, Global Markets and/or Research areas
  • Strong verbal and written skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Demonstrated interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Adaptable to change and willing to work in a fast paced environment
  • Exhibits a positive attitude
  • Must be detail-oriented and be able to work collaboratively
  • Proficient in MS Office including Excel
  • Bilingual/Multilingual skills a plus

Shift:

1st shift (United States of America)

Hours Per Week: 

40

Learn more about this role

Full time

JR-21018305

Manages People: No

Travel: No

Manager:

Talent Acquisition Contact:

Referral Bonus:

Check out the New York City office

Located in midtown Manhattan, we’re right across from Bryant Park and a short walk to Times Square, Broadway theaters, Grand Central Station, excellent shops and world-class restaurants.

Street-level photo looking up at Bank of America tower
Aerial photo of ice skating rink
Aerial photo of people on trading floor

Street Address

Primary Location:
ONE BRYANT PARK, NY, New York, 10036