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AMRS Institutional Client Settlements

Charlotte, North Carolina

Job Description:

Enterprise Overview: Follows established written procedures and guidelines, provides standard reporting and analytical support. Uses established techniques, analyzes and resolves a wide variety of moderately complex operations problems and initiatives including transactions that require special handling and/or exception handling. Employees in this role typically have a college degree (Associates or higher) or comparable work experience.

LOB Job Description: Individual will be responsible for offering offer streamline operational support focusing on increased levels of service while offering our clients an established foundation for Equity securities within the Institutional environment for all markets US and Non-US.  There will be immediate attention and focus to our clients needs while maintaining a controlled environment.  Proactively addressing potential settlement issues, capturing trade exception and fail exposure, and adding control reducing risk and exposure to the firm.  Our focus and drive is to increase levels of service while streamlining and improving process trade flows and infrastructure.            

Responsible for providing a direct relationship to all clients (internal & external) based on client tier. Support pre-matching of trades, value date settlement matching, client inquiries, receive / deliver exceptions, validation and timely communication of all potential compliance Buy In's, and root cause analysis and issue resolution of fails.

Ongoing - Develop strong business relationships with Global core settlements, trade processing, reference data, and other internal operational departments.  Perform prematching of future settled trades to ensure accurately and efficient settlement with our clients and clients counterparties. Strategically work on streamlining the process to minimize and reduce manual redundancies.  Comply with regulatory requirements and account maintenance, in order to eliminate & minimize capital charge exposure daily. To understand the Escalation guidelines to promptly address and escalate financial and negative client exposure situations.  Successfully use time management skills and participate in special projects as requested by management. Special Requirements: Client interaction / experience encouraged

Required Skills:

  • Strong PC and Microsoft skills (Excel, Word, Access, etc.). 
  • Strong oral and written communication skills with emphasis on establishing and maintaining quality control procedures, and effectively liaison with external and internal .parties, clients and colleagues.
  • Ability to multi-task and operate under high pressure situations.
  • Interpersonal skills must be very strong and team player. 
  • Must have a keen ability to efficiently manage time and priorities.
  • Must be able to bring proactive and innovative business processing solutions to completion within deadlines and with minimal risk to the organization.

Desired Skills:

  • Advanced Excel knowledge (macros, pivot tables, VLOOKUP, etc.).
  • Experience with Fixed Income Securties and Global Market experience.

Additional Qualifications:

  • Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions.
  • Excels in working among diverse viewpoints to determine the best path forward.
  • Experience in connecting with a diverse set of clients to understand future business needs – is a continuous learner
  • Commitment to challenging the status quo and promoting positive change.
  • Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base.
  • Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees.


1st shift (United States of America)

Hours Per Week: 


Learn more about this role

Full time


Manages People: No

Travel: No


Talent Acquisition Contact:

Referral Bonus:

Street Address

Primary Location:
200 N College St, NC, Charlotte, 28255