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Manager - Regulatory Reporting

Charlotte, North Carolina

Job Description:

Role description: This role will serve as a subject matter expert (SME) within Central Regulatory Reporting (CRR) for all regulatory reporting related to the trading book, counterparty credit risk, and the firm’s securities portfolios. The successful candidate will be responsible for the analysis and review of schedules on the FR Y-14Q, FR Y-9C, and FFIEC 031 that are related to these products/portfolios. They will present quarterly business review packages (QBR), and liaise with Finance and Risk to review trends, explain variances, and ensure high data quality. Additionally, the role will require presentation of reporting results to Senior Management with controls, variance analysis and data issues clearly articulated. The role also entails adhering to and ensuring robustness of data and control framework as it relates to these reports as well as partnering with Technology and Data Management Teams to drive improvements in data quality. The job responsibilities include developing enhanced analytics to effectively challenge the accuracy of data. The incumbent will actively participate in the planning/coordination of external bank exams as well as internal audit reviews.


  • Strong understanding of trading book, securities, and counterparty credit risk
  • Bachelor’s degree (or higher) (finance or accounting highly preferred)
  • 6-10 years professional experience in accounting/finance
  • Ability to work effectively independently and as part of a team
  • Excellent verbal and written communication skills
  • Ability to manage multiple priorities
  • Accuracy and attention to detail

Desired Skills:

  • Understanding of current regulatory reporting rules and regulations
  • Prior experience in the financial services industry
  • CPA or CFA a plus


1st shift (United States of America)

Hours Per Week: 


Learn more about this role

Full time


Manages People: No

Travel: No


Talent Acquisition Contact:

Referral Bonus:

Street Address

Primary Location:
401 N TRYON ST, NC, Charlotte, 28255