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Audit Supervisor - Global Banking and Markets Issues Management

Boston, Massachusetts

Job Description:

Responsible for executing multiple areas of testwork during audit activities. Utilizes sound analytical skills and possesses product, business, and technical expertise to execute assigned audit testing responsibilities. Independently executes audit testwork on assigned audits and demonstrates sound project management skills. Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders. Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Actively supports peers and audit team with development as part of on the job training during audit execution. Fosters a positive and inclusive work environment.

Position is for an Audit Supervisor on the Global Banking and Markets Issues Management Team.  Responsibilities include:

•             On-boarding issues

•             Creating issue testplans

•             Working with the business to validate issues within required timelines

•             Overseeing issues in the system of record


Required Skills & Experience

Minimum experience of 5+ years in Audit or Global Banking and Markets

Excellent verbal and written communication skills

Ability to work in a team environment

High quality execution

Critical thinker, intellectually curious

Bachelor’s or Master’s degree



Desired Skills & Experience

Internal audit experience

Demonstrates knowledge/experience with:

•             Trading/Capital Markets, including Equities, Emerging Markets, Rates, Foreign Exchange, Commodities, Research

•             Regulations affecting Global Markets, such as Dodd-Frank Act, specifically Volcker

•             Operational risk



1st shift (United States of America)

Hours Per Week: 


Full time


Manages People: No

Travel: Yes, 15% of the time

Talent Acquisition Contact:

Referral Bonus:

Street Address

Primary Location:
225 FRANKLIN ST, MA, Boston, 02110